KYC Quality Checker Analyst

Job Title: KYC Quality Control NCT

Location: Mumbai, India

Role Description

Know Your Customer (KYC) Senior Quality Control (QC) Analyst position supports the KYC E2E process for GTB, Institutional Cash Management and Trade, Trade Finance Financial Institutions.

Todays regulatory and compliance environment requires a robust and efficient KYC process and strong non-financial risk management, making the role an important part of the first line of defense within the business

The KYC QC Analyst performs a critical function that involves an independent checker role to ensure high quality standards are maintained in strict adherence with Deutsche Banks Know Your Client Policy and Procedures for customer KYC files prepared for correspondent banking clients by respective KYC officers.

KYC QC team members will assist in identifying problem areas and risks associated with processes and make recommendations to improve the quality of KYC analyst file work. They will serve as a key support resource for delivering guidance to KYC analysts.

The KYC QC analyst will operate in a team environment and have regular interactions with KYC Officers, Accountable Client Owners (ACO) and Anti-Financial Crime (AFC) Compliance.

What we’ll offer you

As part of our flexible scheme, here are just some of the benefits that you’ll enjoy

• Best in class leave policy
• Gender neutral parental leaves
• 100% reimbursement under child care assistance benefit (gender neutral)
• Flexible working arrangements
• Sponsorship for Industry relevant certifications and education
• Employee Assistance Program for you and your family members
• Comprehensive Hospitalization Insurance for you and your dependents
• Accident and Term life Insurance
• Complementary Health screening for 35 yrs. and above

Your key responsibilities

• Reviews cases for full adherence with DB Know Your Client Global Policy, Global KYC Key Operating Procedures and any applicable local variance.
• Ensures profile review is completed timely and within quality expectations, including review conclusions that are clear, complete and supported by the information in the file
• Identifies and escalates critical issues to their Quality Control Team Head
• Recognizes, documents and assesses key risks, control environments, and applicable regulations
• Assists in identifying problem areas and risks associated with processes and makes improvement suggestion.
• Serves as a key support resource for delivering training and guidance to KYC Officers and QC Analysts

Your skills and experience

• Recognized university degree and / or several years of equivalent professional experience
• Previous experience with KYC Quality assurance and knowledge of Correspondent Banking Due Diligence
• Good knowledge of financial regulatory requirements and AML risk implications; experience with regulatory and / or KYC related topics
• Excellent research and analytical skills; a proactive and fast learner
• Attention to detail, combined with a strategic and proactive work approach
• Accuracy, diligence and the ability to deliver high quality results within tight deadlines
• Very good sense of risk awareness and ability to work independently
• Excellent team player with strong work ethics and the ability to maintain relationships in virtual teams
• Communicates in a clear, accurate, persuasive and confident manner
• Strong writing skills, capability to document relevant information in a clear, structured and comprehensive way
• Excellent communication skills and the ability to build and maintain relationships with colleagues at all levels of seniority
• Resilience and commitment, ability to plan and prioritize
• Command of MS Office applications and general computer proficiency
• Fluent communication skills in written and spoken English required (language requirements to be completed case by case)