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Metropolitan Stock Exchange Ofindia

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3.6

based on 59 Reviews

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11 Metropolitan Stock Exchange Ofindia Jobs

Assistant Manager - Surveillance and Investigation

METROPOLITAN STOCK EXCHANGE OF INDIA LIMITED

 · 

3.6

 based on 59 Reviews

1-6 years

Mumbai

1 vacancy

Assistant Manager - Surveillance and Investigation

Metropolitan Stock Exchange Ofindia

posted 1 week ago

Job Role Insights

Fixed timing

Key skills for the job

Excel MIS SEBI Investigation Compliance NISM

+ 3 more

Job Description

  • To handle day to day activities pertaining to Surveillance & investigation of Equity, Equity F&O and Currency Derivatives segment to ensure data integrity, Regulatory compliance, timely submission of Regulatory reports, ad hoc queries raised by Regulator and MIS.
  • To analyse and evaluate the alerts from depositories, surveillance system and the scrips referred by SEBI.
  • Checking ad hoc MIS for senior management.
  • Computation of monthly penalties and solving queries from members with respect to quarterly shareholding disclosure of securities.
  • Issuance of circulars - Checking and issuing circulars on website accurately and to draft circulars in order to disseminate the directions issued by SEBI.
  • Make necessary updates in the system for debarred entities. Sending letters to the concerned member & mails to the concerned departments if the entities mentioned therein are registered with the Exchange.
  • Evaluation and analysis of alerts - Analysis of alerts sent by surveillance, depositories or scrips referred by SEBI and preparing the closure report thereof.
  • Handling queries, preparing reports during SEBI inspection and quarterly disclosures.
    • Key Skills and Experience:
  • Knowledge of Capital and Currency Market, Exchange and SEBI compliance.
  • Knowledge of MS Excel, Business analysis tools etc.
  • Should be able to draft letters and communicate with market participants.
  • NISM certifications would be preferred.
  • Exchange background would be preferred.

    • Employment Type: Full Time, Permanent

    Read full job description

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    What people at Metropolitan Stock Exchange Ofindia are saying

    4.0
    Rating based on 11 Assistant Manager reviews

    Likes

    supportive team

    • Salary - Good
      • +6 more
    Dislikes

    less staff in department

    Read 11 Assistant Manager reviews

    Assistant Manager salary at Metropolitan Stock Exchange Ofindia

    reported by 61 employees with 3-15 years exp.
    ₹5.5 L/yr - ₹10 L/yr
    8% less than the average Assistant Manager Salary in India
    View more details

    What Metropolitan Stock Exchange Ofindia employees are saying about work life

    based on 59 employees
    56%
    91%
    45%
    100%
    Strict timing
    Monday to Friday
    No travel
    Day Shift
    View more insights

    Metropolitan Stock Exchange Ofindia Benefits

    Cafeteria
    Work From Home
    Health Insurance
    Job Training
    Free Transport
    Soft Skill Training +6 more
    View more benefits

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