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11 Metropolitan Stock Exchange Ofindia Jobs
Assistant Vice President - Membership & Inspection
10-12 years
Mumbai
1 vacancy
Assistant Vice President - Membership & Inspection
Metropolitan Stock Exchange Ofindia
posted 3+ weeks ago
Job Role Insights
Fixed timing
Key skills for the job
Job Description
Detailed Job description :
- Supervising Audit Inspection of members of the Exchange.
- Supervising processing of application pertaining to Registration, Activation, de-activation and Surrender of membership.
- Regular maintenance processes like Change in Shareholding, Directors, Control Change, Merger, De-merger, and Amalgamation.
- Supervising Processing of application pertaining to Registration, Cancellation of Authorised Person and its regular changes regarding name, directors/partners, addresses.
- Processing of Application pertaining to allotment, shifting and cancellation of UserID given to members.
- Half /Yearly compliances like Net worth, Audit Report, Annual Report, Member Insurance.
- SEBI Inspection, Internal Audit Compliance and any other regulatory requirement from time to time. NOC pertaining to Status report etc.
- Conducting of On-site Inspections and post-inspection compliance as per prescribed guidelines. Implementation of Enhanced supervision, Action based on alerts received from Enhanced Supervision System.
- Verifying the data reported in Risk Based Supervision and Holding Statement activity. Issuing Exchange related circulars to the market within the prescribed time frame.
- Verification of compliance by members of various requirements like Internal Audit Report, System Audit Report, Quarterly Compliance Certificate, Client Funding disclosure, Advertisement.
Employment Type: Full Time, Permanent
Read full job description
What people at Metropolitan Stock Exchange Ofindia are saying
Rating based on 3 Assistant Vice President
reviews
Anonymous · Other
in Mumbai
Likes
Huge scope of growth and learning which one can not get chance in leading exchanges where all processes are set and there are enough people to take care of those activities. Small team, good opportunity to learn everything and get chance to interact with regulators and other top officials of other MIIs. Good work life balance. Enough leaves and offices timings are 8.5 hrs 5 days a week.
- Salary - Excellent
+6 more
Dislikes
Location is disappointing
Assistant Vice President salary at Metropolitan Stock Exchange Ofindia
reported by
17
employees
with 9-26
years exp.
₹18.4
L/yr - ₹30
L/yr
18%
less
than the average Assistant Vice President Salary in India
View more details
What Metropolitan Stock Exchange Ofindia employees are saying about work life
based on 59 employees
Strict timing
Monday to Friday
No travel
Day Shift
Metropolitan Stock Exchange Ofindia Benefits
View more benefits
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