Manager - Global Regulatory Reporting (7-13 yrs)

Global Regulatory Reporting has set up a multi-year program to perform conformance and transaction testing on GRR high-risk reports. The primary responsibility of this role is to perform observation management which includes root cause analysis, thematic review of findings, and partnership with key stakeholders to design and deliver on remediation solution.

Responsibilities:

- Once the review team identifies an issues, this individual will conduct observation management, including: root cause analysis, thematic review of findings, partnership with key stakeholders to design and deliver on remediation solution.

- Adequately document and retain test results, evidence of observations, and ensure that observed points of weakness in controls and non-conformance are documented in a clear, concise, and actionable manner

- Support the Observation Management Lead in identification of and working with key stakeholders to review and validate observations

- Continuously apply lessons learned to recommend opportunities for increased effectiveness and efficiency of our observation management approach

Requirements:

Education:

Chartered Accountant or post-graduate degree in business

Experience Range:

7+ years of which at least 5 years in relevant roles i.e. Regulatory reporting production, legal entity controller, product controller

Foundational skills:

- Strong background in financial regulatory reporting in the US, the UK and Europe.

- Deep understanding of prevalent regulatory environment and emerging regulatory expectations

- Experience of working as a product controller for derivatives, fixed income, equities or retail banking products

- Demonstrates a healthy skepticism and ability to partner with a multiple stakeholders including, third-party vendor, to understand findings for root cause analysis

- Controls mindset with ability to perform root cause analysis and design adequate solutions

- Strong written and verbal communication

- Committed to continuous improvement of processes to maximize effectiveness and improve efficiency

- Proven ability to work in a collaborative environment to achieve stated objectives

- Strong organizational skills and attention to detail, and good with numbers

- Proficient with Microsoft Office products (particularly MS Excel, Word, Visio, PowerPoint)

Desired skills

- Experience of reading and writing SQL queries (TOAD, Tableau)

- Experience in working with large datasets

Work Timings 11:30 am to 8:30 pm

Job Location - Mumbai