Senior Role - Internal Control Unit - AIF/PMS (20-25 yrs)

Responsibilities Overview:

The Internal Control Unit Head (ICU) will ensure that the advisory business, derivative clearing operations, and GIFT City Fund Administration functions are fully compliant with all relevant laws, regulations, drafting control functionality and internal policies. The ICU Head will be instrumental in developing and enforcing internal controls, conducting risk assessments, and managing compliance activities across jurisdictions.

Key Responsibilities:

- Design and implement internal control mechanisms with local and international regulatory frameworks.

- Fully responsible for the organisation to achieve third party approvals like SAS 70 (SOC1)with company policies and identify areas where risks may emerge.

- Proactively detect risks and design strategies to mitigate them.

- Develop and continually improve the company's risk management framework.

- Ensure that SOC 1 audits are conducted regularly, maintaining stringent controls over business operations.

- Guide and train staff on risk management and internal control processes.

- Lead regular internal audits across business units to ensure consistent adherence to policies and regulatory standards.

- Prepare comprehensive reports on internal control and risk management for senior management review.

- Help building the ICU team

Key Requirements:

- C.A or MBA - 20 years of experience in internal control, or audit functions, Strong understanding of capital market process & regulations

- Strong analytical skills with the ability to identify, assess, and solve problems effectively.

- Self-motivated with the ability to work independently and collaboratively in a team environment.