Manager - Compliance

Role & responsibilities

• Ensuring circulating on RBI /FIU circulars/notifications /guidelines etc. to stakeholders along with the interpretation and actionable.
• Monitoring implementation of RBI circulars/ requirements by the concerned function /stakeholders
• Monitoring timely submissions of RBI Filings/returns by respective Functions
• Drafting RBI communications thereby taking appropriate inputs from other functions as applicable
• Ensuring all regulatory correspondence are responded on time.
• Handling regulatory interactions like seeking clarifications, setting up meetings, etc.
• Implementation of Compliance Monitoring system and ensuring the system is maintained up to date.
• Setting up and managing Compliance framework
• Implementation of Compliance Monitoring system and ensuring the system is maintained up to date.
• Setting up and managing Compliance framework
• Presenting regulatory and compliance related items of Compliance function to the Board/ACB
• Placing Consolidated Compliance certification to Board
• Ensuring revisions of Functional Compliance certifications as and when warranted
• Responding, clarifying and discussing with internal stakeholders on their Compliance queries.
• Review of Compliance Policy and KYC policy it at defined periodicity
• Formulation of process for better management of compliance
• To ensure that Products, Policies & Process notes are reviewed from a regulatory perspective
• Reporting non-compliances and breaches to the management and recommending remedial actions

Preferred candidate profile

4+yrs in Compliance

Perks and benefits

Salary