Head - Compliance - NBFC & Wealth (10-12 yrs)

We at FyneHand are mandated to onboard a Compliance Head for NBFC & Wealth:

Key Responsibilities:

Compliance Framework Development & Monitoring:

- Design, implement, and oversee a robust compliance framework tailored to financial services regulatory requirements.

- Establish compliance testing methodologies and ensure ongoing monitoring of regulatory risks.

Audit & Compliance Testing:

- Conduct deep-dive audits and compliance reviews to identify gaps and mitigate risks.

- Work closely with existing compliance and audit teams, providing oversight and ensuring adherence to frameworks.

- Push back on non-compliance areas and enforce strong risk mitigation strategies.

Regulatory & Advisory Role:

- Stay updated with evolving regulatory guidelines in the financial services sector and advise internal stakeholders accordingly.

- Ensure all internal processes comply with industry regulations and best practices.

- Provide strategic recommendations to enhance compliance effectiveness.

Team Building & Leadership:

- Initially operate as an individual contributor, with the scope to build and lead a compliance testing team.

- Hire, mentor, and develop a team focused on compliance monitoring and risk assessment.

Collaboration with Product & Tech Teams:

- Work closely with product and technology teams to integrate compliance requirements into business processes.

- Ensure new product offerings adhere to regulatory frameworks and compliance best practices.