Senior Associate / Associate, Regulatory Reporting - Mumbai

Senior Associate / Associate, Regulatory Reporting

Location: Mumbai

Department: Operations

Shift: EMEA

ESSENTIAL DUTIES AND RESPONSIBILITIES

• Completion of regulatory filings such as AnnexIV, FormPF, CPO, but not limited to amongst for a portfolio of clients on a periodic basis.
• Participate in regular service reviews with internal Waystone entities leveraging the CoE for regulatory reporting activities.
• Provide input when required to the Manager or Associate Director to ensure KPIs and MI packs are produced accurately and in a timely fashion for both internal Waystone entities and senior management.
• Participate in supporting clients servicing through reporting. This must be done in a timely and accurate fashion, escalating issues as they arise.
• Follow and enhance existing procedures, to solve routine problems.
• Be proficient in problem solving, striving to use own initiative to take ownership of the task. Work co-operatively with other groups in different locations and time zones, especially the teams in Cayman, United States and Luxembourg as required.
• Provide adequate documentation and backup of all operational processes.
• Participating in on job training for new hires.
• Be driven, inquisitive and be able to self-manage.
• Keep abreast of regulatory changes and help oversee and implement within the business where required.
• Assisting the Manager and Director with ad-hoc client queries.
• Aspire to be the proficient in the various risk and regulatory reporting requirements, such as AIFMD and become proficient in excel & the funds industry, especially with respect to regulations.
• Proactively support further migrations and integrations to the Regulatory Reporting COE.
• Other projects and duties as assigned.

Education:

• Degree or Masters in Finance or Accountancy or Mathematical field or Qualified CA or CA Inter or similar

Experience:

• Should have 2+ years of experience in funds, capital market or financial domain
• Should have at least 2 year of experience in risk, regulatory, fund accounting related role
• Knowledge of or previous exposure to some regulatory filings, including but not limited to, AIFMD, UCITS, CPO-PQR, Form PF, Solvency II, and PRIIPs is preferable
• Would be beneficial if the applicant has previous exposure through work or education to a number of risk measurements including Value at Risk, Stress Testing, Liquidity Analysis, Greeks, and Back Testing in addition to some knowledge of a range of financial instruments including derivatives
• Any experience of using Bloomberg would be beneficial as it is used on a regular basis

REQUIREMENTS

• Ability to work to deadlines and to also be able to deal with high volume workloads.
• Attention to detail
• Team orientated approach
• An innovative outlook, with the ability to look for change and continuous improvement
• Time management, able to prioritise workloads

Interested?

Apply Now!!