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2.7

based on 967 Reviews

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375 Apex Group Jobs

Senior Associate

Apex Fund Services LLP

 · 

2.7

 based on 967 Reviews

2-7 years

Pune

1 vacancy

Senior Associate

Apex Group

posted 1 week ago

Job Role Insights

Fixed timing

Key skills for the job

Finance Quality Check Trade Embedded Software KYC Anti Money Laundering

+ 14 more

Job Description



Transfer Agency Trade Processing Team Business- AML/KYC

Role Title- Senior Associate

The Transfer Agency Department provides Fund Administration services to numerous Fund management companies covering the full range of shareholder servicing functions including Transaction processing, Reporting, AML and Registration and Payments. The department is responsible for Client and investor document management, processing and quality checking of transactions and updating the registers of clients in response to investor instructions.

This role is to perform BAU activities in the TA department to ensure that not only Client Service Level Agreements are consistently met and/or exceeded but also to ensure that regulatory requirements are effectively met. Candidates should be flexible enough to work in 24*7 environment.

 Key duties and responsibilities  
  • Individual/You should be able to perform quality reviews for all entity types. i.e Corporates, foundation/ Charities, institutional Investors, designated bodies etc, based on the Anti-Money Laundering (AML) policies and guidelines.
  • Individual/You should be able to identify and document the results of the quality reviews and proposed remedial actions.
  • Individual/You should be able to provide clear feedback to associates and coaching as needed.
  • Individual/You should be well versed with any or all AML guidance for Cayman, Delaware, Australia, Ireland, Bermuda etc.
  • Individual/You should have working knowledge of any or all of screening tools viz. World Check, Pythagoras, Lexus-Nexus etc.
  • Individual/You should be well versed with Microsoft applications. Expertise in excel and presentation skills is an added advantage.
  • Individual/You should have working knowledge of FATCA/CRS reporting. He/She should be able to review US tax forms i.e., W9, W8-BEN, W8-IMY, Withholding statements etc.
  • Individual/You should have good written and verbal communication skills.
  • Individual/You should be able to keep records in good order and perform regular remediation activities as per the risk rating of investors.
  • Individual/You should be able to work separately and also collectively in a group as the situation demands.
  • Individual/You should be able to create the required reports in time, without any reminders.
  • Positive attitude and team spirit is a must.


  • Prior experience in Transfer agency functions will be an added advantage.


    •  Qualification and Experience  
  • Flexible enough to work in any shift as per business needs.
  • Prior Transfer Agency processing experience is required.
  • Bachelor’s degree in commerce is desired.
  • 2-15 years of relevant experience


    •  Skills Required  
  • Strong analytical skills
  • Responsible for meeting all client deliverables.
  • Ability to navigate proficiently in a window environment.
  • Strong knowledge of Microsoft Excel & Word.
  • Ability to write messages in a clear and concise manner.
  • Ability to read, write & speak English proficiently.
  • Strong research, resolution, and communication skill
  • Interpersonal skills - Relationship builder, respectful and resolves problems.
  • Communication skills - Presentation skills, listening skills, oral & written communication skills.
  • Self-management - Adaptability and resilience, learning behavior, integrity and ethics and relationship build. Motivational skills - Performance standards, achieving results and persistence.
  • Innovative thinking - Creative thinking decision making, input seeking, logical thinking and solution finding.
  • Attention to detail and ability to work on multiple tasks.
  • Flexible enough to work in any shift as per business needs.
  • Prior Transfer Agency processing experience is required.
  • Bachelor’s degree in commerce is desired.
  • 5-10 years of relevant experience


    •   

    DisclaimerUnsolicited CVs sent to Apex (Talent Acquisition Team or Hiring Managers) by recruitment agencies will not be accepted for this position. Apex operates a direct sourcing model and where agency assistance is required, the Talent Acquisition team will engage directly with our exclusive recruitment partners.


    Employment Type: Full Time, Permanent

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    What people at Apex Group are saying

    2.4
    Rating based on 117 Senior Associate reviews

    Likes

    For me, it provided great work life balance.

    Dislikes

    Hikes are very less and promotion it takes atleast 2 years. There will 3 levels of hierarchy for every position like Associate 1,2 &3

    • Salary - Bad
      • +4 more
    Read 117 Senior Associate reviews

    Senior Associate salary at Apex Group

    reported by 876 employees with 3-13 years exp.
    ₹5.6 L/yr - ₹17.5 L/yr
    23% more than the average Senior Associate Salary in India
    View more details

    What Apex Group employees are saying about work life

    based on 967 employees
    58%
    92%
    82%
    90%
    Strict timing
    Monday to Friday
    No travel
    Day Shift
    View more insights

    Apex Group Benefits

    Submitted by Company
    Personal Development Training and Seminars
    Employee Assistance Programmes
    Local Benefit Schemes- Gym Membership or Cycle to Work Initiatives
    Mental Health Workshops
    Thrive- employee recognition platform
    Submitted by Employees
    Work From Home
    Health Insurance
    Job Training
    Free Transport
    International Relocation
    Cafeteria +6 more
    View more benefits

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