Sr. Manager GRC (Governance, Risk, and Compliance)

Role & responsib

Job Title: Sr. Manager GRC (Governance, Risk, and Compliance)
Experience: 5+ Years
Industry: SEBI Broking Industry
Location: Pune

Job Summary:

We are seeking a highly skilled and experienced GRC Professional with a strong background in the Broking industry regulated by SEBI. The ideal candidate will be responsible for ensuring regulatory compliance, managing risks, and establishing governance frameworks to safeguard the organization.

Key Responsibilities:

Governance:

• Develop and implement governance policies and frameworks in line with SEBI regulations and other regulatory requirements.
• Conduct internal audits and reviews to ensure adherence to compliance standards.
• Monitor changes in SEBI regulations and provide strategic guidance to stakeholders.
• Maintain and enhance the corporate governance framework, policies, and procedures.

Risk Management:

• Develop risk management frameworks and conduct periodic risk assessments.
• Implement controls to mitigate Cyber Security risks.
• Ensure robust Business Continuity Planning (BCP) and Incident Management strategies.

Compliance:

• Ensure adherence to SEBI, NSE, BSE, and other regulatory bodies' compliance requirements.
• Handle regulatory inspections, audits, and compliance reporting.
• Liaise with regulatory authorities and respond to compliance-related queries.

Internal Controls & Reporting:

• Design and implement internal controls to strengthen compliance frameworks.
• Conduct periodic training and awareness programs on regulatory changes.
• Prepare risk and compliance reports for senior management and regulatory bodies.
• Ensure timely submission of regulatory filings and disclosures.

Qualifications & Skills:

• Bachelors/Master’s degree in Technology, Risk Management, or a related field.
• Any professional certifications such as CRISC, CIPP, CGRC, CISA, ISO ISMS will be an advantage.
• Minimum 5 years of experience in GRC roles within a SEBI-regulated broking firm.
• In-depth knowledge of SEBI, NSE, BSE, and other regulatory frameworks.