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161 Morningstar Jobs
Compliance Associate
Morningstar
posted 2 days ago
Job Role Insights
Flexible timing
Key skills for the job
Job Description
About the role: The Compliance Associate will report into the Global Head of Internal Controls, located in Compliance function of DBRSM.
Job responsibilities: Main activity
Monitoring the emails / MS teams messages in order to comply with the Electronic Communications Global Policy
Others
Execute general monitoring activities in-scope and ensure timely and effective execution of each of the activities.
Ensure proper documentation of monitoring results for all monitoring activities in-scope.
Communicate results within Compliance and with key business stakeholders.
Ensure completion of any follow-ups resulting from the general monitoring activities.
Identify opportunities for improvement and automation in order to execute the program more effectively and efficiently.
Qualifications: A bachelor s degree is required.
A degree in finance, accounting, or economics and an advanced degree is preferred. Compliance related professional certifications are recommended.
Nice to have: Experience in executing a comprehensive compliance monitoring or testing program.
Experience drafting procedures and internal communications.
Experience performing compliance reviews or testing, developing findings and recommendations
Prior experience and specialized knowledge in products and process pertaining to the credit ratings business is a plus.
Strong analytical and investigative skills.
Good critical thinking and sound judgement skills.
Strong interpersonal skills, with the ability to effectively influence and collaborate with diverse teams.
High degree of professionalism and integrity with demonstrated ability to handle confidential issues in a professional manner.
Morningstar is an equal opportunity employer
Employment Type: Full Time, Permanent
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Flexible timing
Monday to Friday
No travel
Day Shift
Morningstar Benefits
Health Insurance 
Education Assistance 
Work From Home 
Soft Skill Training 
Job Training 
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