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31 Prudent Corporate House Jobs
Compliance Officer
1-6 years
₹ 3.5L/yr - 6.5L/yr
Ahmedabad
1 vacancy
Compliance Officer
Prudent Corporate House
posted 1 week ago
Job Role Insights
Key skills for the job
Job Description
Prudent Corporate Advisory Services Ltd is urgently hiring for the post of Compliance Officer- Broking.
Location : Ahmedabad
Job Description -
- Dissemination of relevant circulars & notifications issued by regulators on daily basis to respective departments and to track Actionable, circulars/Notifications with respect to implementation /adherence of said circulars as a part of action point monitoring as and when applicable and to maintain MIS of the same.
- Do settlement of client balances (Fund/Securities) and having brief knowledge of the same.
- Preparation of documentation of AP registration / cancellation and having brief knowledge of AP related compliances.
- . Providing NEAT / CTCL terminal and maintain of MIS for the same.
- Submission of Weekly / Monthly / Quarterly / half yearly and Annual regulatory returns to exchange(s) and to handle day-to-day Regulatory Compliance.
- To Co-coordinate with the exchange(s), clients and departments for any compliance related issues.
- Maintain Recording data of clients transaction.
- Preparation of various applications / documentation as per exchange rules & regulation.
- . Prepare and maintain MIS.
Interested candidates can share their updated resume on recruitment1@prudentcorporate.com
Employment Type: Full Time, Permanent
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