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UBS authorised Officer Interview Questions and Answers

Updated 15 Jun 2025

UBS authorised Officer Interview Experiences

7 interviews found

Interview experience
4
Good
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected
Round 1 - HR 

(1 Question)

  • Q1. Information about me
Round 2 - One-on-one 

(1 Question)

  • Q1. What do you know about the specific process in question?
  • Ans. 

    The specific process in question involves conducting inspections and investigations to ensure compliance with regulations and laws.

    • Conducting site visits to gather evidence

    • Interviewing relevant parties

    • Reviewing documentation and records

    • Issuing warnings or citations for non-compliance

    • Preparing reports on findings

  • Answered by AI

authorised Officer Interview Questions & Answers

user image Sonali Singh

posted on 24 Jul 2024

Interview experience
4
Good
Difficulty level
-
Process Duration
-
Result
-
Round 1 - Technical 

(1 Question)

  • Q1. Azure databricks related questions
Interview experience
5
Excellent
Difficulty level
Moderate
Process Duration
2-4 weeks
Result
Selected Selected

I applied via Approached by Company and was interviewed before Dec 2023. There were 3 interview rounds.

Round 1 - Technical 

(2 Questions)

  • Q1. What are the details of your work experience with Ariba?
  • Ans. 

    I have 3 years of experience working with Ariba in managing procurement processes and vendor relationships.

    • Managed procurement processes using Ariba's software platform

    • Negotiated contracts and pricing with vendors through Ariba

    • Trained team members on how to use Ariba for purchasing

    • Implemented cost-saving strategies through Ariba's analytics tools

  • Answered by AI
  • Q2. What challenges did you encounter while working on auctions, and how did you address them?
  • Ans. 

    Challenges faced in auctions and how they were addressed

    • Competitive bidding leading to high prices

    • Dealing with difficult bidders or sellers

    • Ensuring fair and transparent process

    • Managing time constraints during auctions

    • Addressing technical issues with auction software

    • Handling disputes or disagreements over auction outcomes

  • Answered by AI
Round 2 - One-on-one 

(2 Questions)

  • Q1. What are the details of your knowledge and experience with Excel?
  • Ans. 

    I have extensive knowledge and experience with Excel, including creating complex formulas, pivot tables, and data analysis.

    • Proficient in creating and editing spreadsheets

    • Skilled in using formulas and functions to manipulate data

    • Experienced in creating pivot tables for data analysis

    • Familiar with data visualization tools in Excel, such as charts and graphs

  • Answered by AI
  • Q2. What are your experiences or strategies for preparing PowerPoint presentations?
  • Ans. 

    I have extensive experience creating visually appealing and informative PowerPoint presentations.

    • I always start by outlining the key points and structure of the presentation.

    • I use a consistent color scheme and font style throughout the slides for a professional look.

    • I incorporate visuals such as charts, graphs, and images to enhance understanding and engagement.

    • I practice the presentation multiple times to ensure smoot...

  • Answered by AI
Round 3 - HR 

(1 Question)

  • Q1. What are your salary expectations?
  • Ans. 

    I am looking for a competitive salary that reflects my experience and skills.

    • Research the average salary range for authorized officers in your area

    • Consider your level of experience and qualifications

    • Be prepared to negotiate based on the benefits package offered

  • Answered by AI

Interview Preparation Tips

Interview preparation tips for other job seekers - Familiarize yourself with the company and have confidence in the work you undertake.
Interview experience
5
Excellent
Difficulty level
Moderate
Process Duration
Less than 2 weeks
Result
Selected Selected

I appeared for an interview in Apr 2023.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Don’t add your photo or details such as gender, age, and address in your resume. These details do not add any value.
View all tips
Round 2 - One-on-one 

(2 Questions)

  • Q1. 20+ Financial Questions based on derivatives What are digital options
  • Q2. How to value CDS
  • Ans. 

    Valuing CDS involves estimating the probability of default and the expected loss given default.

    • CDS valuation is based on the probability of default and the expected loss given default.

    • The probability of default can be estimated using credit ratings, market data, and historical default rates.

    • The expected loss given default can be estimated using recovery rates and the size of the exposure.

    • Valuation models include struct...

  • Answered by AI
Interview experience
5
Excellent
Difficulty level
Hard
Process Duration
2-4 weeks
Result
Selected Selected

I appeared for an interview before Jun 2024, where I was asked the following questions.

  • Q1. Spark and hadoop related
  • Q2. Mapreduce program
  • Ans. 

    MapReduce is a programming model for processing large data sets with a distributed algorithm on a cluster.

    • Map phase: Processes input data and produces key-value pairs. Example: Counting words in a document.

    • Reduce phase: Aggregates the key-value pairs produced by the map phase. Example: Summing the counts of each word.

    • Scalability: Efficiently processes large data sets across multiple machines.

    • Fault tolerance: Automatica...

  • Answered by AI

I applied via Approached by Company and was interviewed before Jul 2021. There was 1 interview round.

Round 1 - One-on-one 

(1 Question)

  • Q1. What are the three keys of UBS stands for
  • Ans. 

    The three keys of UBS stands for Understanding, Breadth, and Scale.

    • Understanding: Deep knowledge and expertise in the financial industry.

    • Breadth: Wide range of products and services offered to clients.

    • Scale: Global presence and ability to handle large transactions.

  • Answered by AI

Interview Preparation Tips

Interview preparation tips for other job seekers - Gather basic understanding of the organization so that you are little prepared in case if anyone ask you what do you know about the company

I applied via Naukri.com and was interviewed before Sep 2021. There were 4 interview rounds.

Round 1 - Resume Shortlist 
Pro Tip by AmbitionBox:
Keep your resume crisp and to the point. A recruiter looks at your resume for an average of 6 seconds, make sure to leave the best impression.
View all tips
Round 2 - HR 

(1 Question)

  • Q1. Introduce yourself and reason for job change
  • Ans. 

    I am an experienced professional seeking a new challenge as an authorised Officer.

    • I have a strong background in law enforcement and compliance.

    • I am skilled in conducting investigations and ensuring regulatory compliance.

    • I have a proven track record of successfully handling complex cases and maintaining high ethical standards.

    • I am seeking a role as an authorised Officer to further contribute my expertise in enforcing re...

  • Answered by AI
Round 3 - One-on-one 

(2 Questions)

  • Q1. Questions on previous and current profile
  • Q2. 3 weakness and strength
  • Ans. 

    Strengths: Detail-oriented, adaptable, team player. Weaknesses: Public speaking, delegating tasks, impatience.

    • Strength: Detail-oriented - I pay close attention to details and ensure accuracy in my work.

    • Strength: Adaptable - I am able to adjust to changing situations and work well under pressure.

    • Strength: Team player - I enjoy collaborating with others and contributing to a positive team dynamic.

    • Weakness: Public speakin...

  • Answered by AI
Round 4 - One-on-one 

(1 Question)

  • Q1. Final round with Vice President (VP)

Interview Preparation Tips

Interview preparation tips for other job seekers - Just sound confident, go through your resume thoroughly

Top trending discussions

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Interview Tips & Stories
1w
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works at
Cvent
Can speak English, can’t deliver in interviews
I feel like I can't speak fluently during interviews. I do know english well and use it daily to communicate, but the moment I'm in an interview, I just get stuck. since it's not my first language, I struggle to express what I actually feel. I know the answer in my head, but I just can’t deliver it properly at that moment. Please guide me
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Interview questions from similar companies

I appeared for an interview in May 2017.

Interview Questionnaire 

6 Questions

  • Q1. Can string class be extended
  • Ans. 

    Yes, the string class can be extended in most programming languages.

    • Inheritance can be used to extend the functionality of the string class.

    • By creating a new class that inherits from the string class, additional methods and properties can be added.

    • Extending the string class allows for customization and adding specific functionality to strings.

    • Example: In Python, the string class can be extended by creating a new class ...

  • Answered by AI
  • Q2. What are the implecit object in JSP
  • Ans. 

    Implicit objects in JSP are predefined objects that are available for use without any declaration or initialization.

    • Implicit objects in JSP include request, response, session, application, out, config, pageContext, page, exception, and others.

    • These objects provide access to various aspects of the JSP environment and can be used to perform common tasks.

    • For example, the request object allows access to HTTP request parame...

  • Answered by AI
  • Q3. How does hash map works
  • Ans. 

    A hash map is a data structure that uses a hash function to map keys to values.

    • Hash map stores key-value pairs

    • It uses a hash function to compute an index for each key

    • Collisions can occur when two keys hash to the same index

    • Hash maps provide fast access to values based on their keys

  • Answered by AI
  • Q4. Difference between string buffer and string builder
  • Ans. 

    StringBuffer and StringBuilder are both used to manipulate strings, but StringBuffer is thread-safe while StringBuilder is not.

    • StringBuffer is synchronized, making it safe for use in multi-threaded environments.

    • StringBuilder is not synchronized, making it faster but not thread-safe.

    • StringBuffer is preferred when multiple threads are involved, while StringBuilder is preferred for single-threaded scenarios.

    • Both classes p...

  • Answered by AI
  • Q5. What is MVC
  • Ans. 

    MVC is a software architectural pattern that separates an application into three main components: Model, View, and Controller.

    • Model represents the data and business logic of the application.

    • View is responsible for displaying the user interface.

    • Controller handles user input, updates the model, and interacts with the view.

    • MVC promotes separation of concerns and modularity in software development.

    • Example: In a web applica...

  • Answered by AI
  • Q6. What are the annotation used in RESTFULL web services
  • Ans. 

    Annotations used in RESTful web services

    • 1. @Path - Specifies the URI path for the resource

    • 2. @GET - Specifies that the method handles HTTP GET requests

    • 3. @POST - Specifies that the method handles HTTP POST requests

    • 4. @PUT - Specifies that the method handles HTTP PUT requests

    • 5. @DELETE - Specifies that the method handles HTTP DELETE requests

    • 6. @PathParam - Binds the value of a URI template parameter to a method paramete...

  • Answered by AI

Interview Preparation Tips

Skills: Java Application Development

Skills evaluated in this interview

Interview Preparation Tips

Round: Technical Interview
Experience: Technical on paper test questions:(dis was only for 12 among d 26 shortlisted ppl after apti...others directly had interviews)
5 wer selected in this test who wer nw sent for interviews
TECHNICAL INTERVIEW: (pls list the questions asked in all the rounds)
26 shortlisted after apti (14 directly for interviews & 12 had one more technical on paper test...mentioned above)
der wer min 2 technical rounds for each of them...max were 5

- You are given course dependencies
A->B,C
B->D
C->A
D->nothing
The above dependencies mean...if you want to take course A...you should take courses B and C first....To take B,Course D must be taken first....D is an independent course and can be taken without any prior requirements.
Now you are told these dependencies.Come up with an appropriate data structure to represent these dependencies.Then write a code that finds out all the courses that the student can take up...in this case the student can first take course D because its independent.Now that course D has been taken he can next take up B as it depends on B alone...But the courses A and C can never be taken because they depend on each other...So here all the courses that can be taken are B and D.
After i wrote the code....he asked for all possible test cases
-Given an array of length N....It can be filled with nos. only from 1 to N....find which nos are repeated in the array
-Given pointers to two nodes in a binary tree....find their least common ancestor...each node has pointer to only the parent node...not the left and right child..
-In a binary tree(Not necessarily a BST)...suppose the weight of any node is defined as the product of the key value of the node and the level of the node(Root at level 1)...find the node with maximum weight in the binary tree
-A sorted array of size n is right circularly rotated k times and this rotated array is given to you as input...Find out the value of k in log n time .
-There are some processes running at time T....and there are processes running at time T+30.
You have to find out
1)Which processes died at time T+30,which were alive at time T
2)Which are the new processes at time T+30,which were not there at time T
3)Which are the processes that were there at time T and are still running at time T+30
What data structure will you use to represent the process lists and write code to find out the answers to the 3 questions above
-Given a binary search tree...and a target sum...starting at the root...which all paths add up to the target sum?...if there are multiple paths....return the path with least no. of nodes.


College Name: Veermata Jijabai Technological Institute, Mumbai [ VJTI ]

Interview Questionnaire 

1 Question

  • Q1. Asked many Dbsa questions. You need to be thorough about the joins in the databases.

Interview Preparation Tips

Round: Test
Experience: Practice questions on Indiabix.

Round: Technical Interview
Experience: Operating Systems basics, Dbsa basics

General Tips: 1: Be Confident.
2: Keep Smiling.
3: Do not be Panic.
4: Remember they are here to hire you but not reject you.
5: Do not loose hope.
6: Believe at yourself.
7: Start preparing early.
8: Do demo interviews with your friend.
Skill Tips: Make sure you do a course on object oriented programming
Skills: C, Sql, Java
College Name: BITS PILANI
Motivation: Every body joins a comapny for making a software or earning money. But I was always motivated to MAKE MONEY. I have taken this job because they have very extensive work in Share Market and they have lots of MBA from IIM's, Lots of CAs, CS. Thats why i have choosen Edelweiss. I have rejected epic System USA for this profile.

UBS Interview FAQs

How many rounds are there in UBS authorised Officer interview?
UBS interview process usually has 2-3 rounds. The most common rounds in the UBS interview process are One-on-one Round, HR and Technical.
What are the top questions asked in UBS authorised Officer interview?

Some of the top questions asked at the UBS authorised Officer interview -

  1. What are your experiences or strategies for preparing PowerPoint presentatio...read more
  2. What do you know about the specific process in questi...read more
  3. What are the three keys of UBS stands ...read more

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Overall Interview Experience Rating

4.6/5

based on 5 interview experiences

Difficulty level

Moderate 75%
Hard 25%

Duration

Less than 2 weeks 50%
2-4 weeks 50%
View more

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UBS authorised Officer Salary
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based on 103 reviews

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